Services for Company 401(k) Retirement Plans

Due Diligence Report for Trustees, Directors and Investment Committee

• Independent Verification and Validation
• Gap Analysis: determine ERISA conformity
• Benchmark Performance Analysis
• Fee Impact Study & Cost Comparison
• Obtain a Consultant's Assessment of Fiduciary Excellence CAFE™.
• Actionable recommendations for improvement are included.

Accredited Investment Fiduciary Analyst AIFA/Center for Fiduciary Excellence (CEFEX) Consulting Services

• Prepare your plan for CEFEX certification.

Plan Fiduciary

• Assume specific Fiduciary responsibilities for your corporate retirement plan.
• Transfer risk away from the company.
• Prepare your plan for CEFEX certification.

Improve Existing Plan

• We work collaboratively with management, investment committee and human resources to offer improvements which will reduce company risk.
• Negotiate on behalf of client company to obtain lower costs, better funds and fiduciary protections.
• Prepare your plan for CEFEX certification.

Change Vendor Relationship

• Conduct a thorough and unbiased vendor search of 401(k) Plan providers.
• Obtain proposals for the new and upgraded 401(k) Retirement Plan.
• Prepare due diligence and recommendations for the selection committee.

Transfer your risk to us.